Monday, August 18, 2008

Compliance Officer needed in Broking firm

COMPLIANCE OFFICER (STOCK & EQUITY MARKET OPERATION)

Industry
:         Capital Market (Stock Brokerage / Financial Advisory Services)

Function
:          Ensures compliance with standard practices and liaise with   
                       regulatory authorities (Nigerian Stock Exchange and Securities         Exchange Commission)

Location:                 South West (Office- Lagos and Benin)

Position Level:       Senior

Position Type:        Full Time

Salary:                   Based on experience, qualification and industry standard

Client Profile:

Our client is a major player in the stock, equity and financial service sub- sector. The company is positioned for leadership role and strategically placed as a curtain-edge pace setter.

Key Aspects of the role are:

•   Ensure that the company's performance is in conformity with standard practice as formulated by the regulatory authorities

•   Ensures that staff are trained and develop to imbibe best practice performance in their day-to-day activities

•   Develop strategies that will locate the organization for leadership role

•   Manage the day-to-day operations of the office in areas of customer    relations, transaction handling and posting.

Qualification / Profile

   University Degree or HND, ideally in business management, Banking and Finance, Finance or related fields

   Minimum of seven (3) years experience

   Preferred candidate must be a member of the Chartered Institute of stock Brokers of Nigeria


Return Address:

The Consultant, Search and Selection
Rosk and Chene Consultants Limited
Saint Peter's House (5th floor)
3, Ajele Street, Lagos.

E-mail:roskconsults@yahoo.com

Title:       Stock Broker

Closing Date: Wednesday 20th, August 2008 Time: 6pm

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