COMPLIANCE OFFICER (STOCK & EQUITY MARKET OPERATION) Industry: Capital Market (Stock Brokerage / Financial Advisory Services) Function: Ensures compliance with standard practices and liaise with regulatory authorities (Nigerian Stock Exchange and Securities Exchange Commission) Location: South West (Office- Lagos and Benin) Position Level: Senior Position Type: Full Time Salary: Based on experience, qualification and industry standard Client Profile: Our client is a major player in the stock, equity and financial service sub- sector. The company is positioned for leadership role and strategically placed as a curtain-edge pace setter. Key Aspects of the role are: • Ensure that the company's performance is in conformity with standard practice as formulated by the regulatory authorities • Ensures that staff are trained and develop to imbibe best practice performance in their day-to-day activities • Develop strategies that will locate the organization for leadership role • Manage the day-to-day operations of the office in areas of customer relations, transaction handling and posting. Qualification / Profile University Degree or HND, ideally in business management, Banking and Finance, Finance or related fields Minimum of seven (3) years experience Preferred candidate must be a member of the Chartered Institute of stock Brokers of Nigeria Return Address: The Consultant, Search and Selection Rosk and Chene Consultants Limited Saint Peter's House (5th floor) 3, Ajele Street, Lagos. E-mail:roskconsults@yahoo.com Title: Stock Broker Closing Date: Wednesday 20th, August 2008 Time: 6pm |
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Monday, August 18, 2008
Compliance Officer needed in Broking firm
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